Our client, a leading financial services technology firm located in the city of London, is currently looking for a Graduate Compliance Analyst to join its London office. Reporting into the Chief Compliance Officer, the successful appointee will be joining a dynamic Compliance team.
This role presents a fantastic opportunity to join a fast-growing firm which has considerable institutional backing as well as a solid track record.
Key responsibiities for this position will include, but are not limited to:
Providing overall support to the Compliance function's daily activities
The compliance monitoring and oversight of the firm's regulated activities
Providing assistance with regulatory filings
Providing assistance with the monthly compliance MI collation and reporting to the firm's Executive Committee
Conduct thematic compliance reviews that are relevant to the business
Providing assistance with periodic updates of relevant policies and procedures in compliance
Performing any other ad hoc compliance task as requested
A 2:1 degree from a Russell Group University
Good knowledge of a vast array of products (Fixed Income, Derivatives, Equities, etc.)
Desirable though not essential: previous work experience at an investment bank or asset management firm in the operations or compliance department
For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0309
Reference Code: 11389
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.