Our client, a boutique asset management firm, are looking for a Generalist Compliance Analyst on an initial one year contract to join their team in London and report directly into the CCO.
Key responsibilities for this position will include, but are not limited to:
Advising and supporting the front office on trade related matters.
Coordination of regulatory reporting, along with external consultants.
Management of the employee compliance logs, including PA dealing, best execution, outside business interests and training.
Maintaining and updating policies and procedures.
Additional ad-hoc responsibilities.
1-3 years experience within a regulated Compliance department.
Strong academic profile, including a relevant degree.
Excellent interpersonal and communication skills.
For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11797
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.