Our client, a leading institutional asset manger, is currently seeking an individual for a 12-month fixed term contract (FTC) in Fund Management Advisory. The successful candidate will be joining the Legal and Compliance team located in London, UK. The role presents a fantastic opportunity to join an already existing team of compliance and legal professionals which provides advice to the various business divisions of the firm.
The successful candidate will be asked to support and work closely with the designated person for regulatory compliance in Ireland, UK.
Key responsibilities will include, but are not limited to:
Provide advice on the design of compliance controls, policies and procedures
Support and tangibly contribute to the creation of reporting tools for senior management and board members
Advise on regulations and how they apply to the firm's policies and new business initiatives
Represent the compliance function on business initiatives and projects
Own the design and delivery of compliance training to members of staff
Enhance the compliance environment through the use of relevant technology
A minimum of 7 years' relevant experience within asset management
Demonstrable expertise in regulation in relation to the funds industry
Broad advisory experience across multiple jurisdictions would be an advantage, though not essential
Track record in advising and influencing key stakeholders
Experience in managing and handling regulatory relationships would be beneficial, though not essential
For more information about this position, please get in touch with Alexia Brodie Cooper.
Phone: 020 7183 0070
Reference Code: 11235
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.