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Financial Promotions Compliance Analyst

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Job ref:

    KRT11261

  • Published:

    15 days ago

  • Expiry date:

    2021-08-14

​Our Client

Our client, a leading UK hedge fund, is currently seeking a Distributions Compliance professional to join its London-based team.

This role, reporting into the Global Head of Distribution Compliance, includes providing oversight and guidance on the firm's compliance with applicable marketing rules, regulations and internal policies and procedures.

Main Duties

Key responsibilities will include, but are not limited to:

  • Spearhead the approval of marketing communications

  • Review KIIDs/KIDs and offer documentation or any other regulatory communication

  • Support in identifying, analysing, implementing and monitoring regulatory initiatives

  • Overall support to the Distribution Compliance team

  • Develop the global CMP (Compliance Monitoring Programme) for sales, distribution and marketing

  • Provide ongoing support in the development of policies and guidance that can ensure the firm has all necessary tools to generate compliant marketing collateral

Your Profile

  • Between 2-3 years of relevant industry experience

  • Educated to a degree level in a relevant field (Law, Finance, etc.)

  • Experience with MiFID, AIFMD, UCITS and PRIIPs is desirable

  • A can do, positive attitude

  • Team player

  • An ability to work independently

For more information about this position, please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 020 3778 0852

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.