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Executive Director - Compliance

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 7183 0545

  • Job ref:

    KRT35784

  • Published:

    about 1 month ago

  • Expiry date:

    2024-02-20

​Our client

Rutherford have been mandated on a unique opportunity to join our elite boutique Investment Banking client’s growing London team, at Executive Director level. The client are looking to develop the successful candidate into the SMF16/17, which is currently held by the General Counsel.

Responsibilities

  • Providing accurate and timely compliance advice to the wider business

  • Implementing, maintaining and executing the business’s compliance monitoring programme for Europe.

  • Performing risk-based monitoring to ensure that policies and procedures are being strictly adhered to

  • Working closely with the US compliance team on compliance related operations covering core compliance

  • Monitoring UK and EU regulatory developments applicable to the European business.

  • Evaluating and supporting the work undertaken by junior individuals in the compliance team

  • Responding efficiently to regulator regulator requests

  • Designing bespoke training material to be delivered to staff

Your profile

  • Strong academic record

  • Relevant compliance experience, preferably within investment banking although not essential

  • Proven knowledge of the EU/UK regulatory landscape and how they apply to M&A activities.

  • Compliance Monitoring experience

  • French/German speaker is beneficial

For more information about this position, please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 020 7183 0545
Reference Code: 35784

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.