Rutherford Search have been mandated on an exciting opportunity with a market leading hedge fund based in London, who are seeking a Compliance Regulatory Reporting Specialist to join their team.
The candidate will possess knowledge of regulatory reporting and shareholding disclosures. The role will be sitting within the Legal and Compliance team, reporting into the Head of Compliance.
Key responsibilities for this position will include, but are not limited to:
Ensuring compliance with various EU/U.K. regulatory reporting requirements
Controlling the daily calculation and submission of the firm’s long and short position disclosures in EU and U.K. shares
Reviewing and managing daily regulatory reporting alerts
Creating Management Information in relation to regulatory reporting
Maintaining our policies and procedures on regulatory reporting
Reviewing trading flows and advising on reporting requirements
Undergraduate degree and relevant experience in the finance industry
Proactive, courteous, and flexible team player
Strong organisational, communication, and people skills
Careful, thoughtful, and detail-oriented
Enthusiastic about evaluating processes, creating informed and concrete proposals, and championing these projects from start to finish
Ability to liaise with all areas of a trading firm, in particular technologists and traders
Previous compliance experience with EU/U.K. regulatory reporting. Experience in long/short position disclosure rules preferable.
VBA and SQL skills would be helpful
For more information about this position, please get in touch with Tevia Kretzmer.
Phone: 020 3778 0852
Reference Code: 11580
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.