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Compliance Officer (PCF39)

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Contact phone:

    02078707409

  • Job ref:

    BAJ11152_3

  • Published:

    almost 3 years ago

  • Expiry date:

    2021-06-28

​Our Client

Our client, a global alternative asset manager, is looking for a Compliance Officer for their Dublin office.

This position will report back into the London-based CCO and provide support to the London compliance team and provide coverage on global compliance matters.

Key Duties

Responsibilities will include, but are not limited to:

  • Provide compliance oversight as PCF39

  • Deliver the day-to-day advisory coverage for the client's different business lines

  • Develop and deliver the annual compliance monitoring program

  • Provide expert relationships management across wider stakeholders

  • Conduct regulatory horizon scanning and project implementation

  • Provide compliance training to the front officer and wider business

Your Profile

  • Previous experience within asset management preferred

  • UCITS experience is a strong preference

  • 5+ years of compliance experience

For more information about this position, please get in touch with Jackson Baker.
Email: jackson@rutherfordsearch.com
Phone: 020 7870 7409

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.