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Compliance Officer

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jack Merriott

  • Contact email:

    jack@rutherfordsearch.com

  • Contact phone:

    020 3778 0309

  • Job ref:

    MEJ11139

  • Published:

    12 days ago

  • Expiry date:

    2021-12-22

​Our Client

Our client, a private equity firm focusing on infrastructure investments, is looking for a Compliance Officer to join its London office. The role presents a great opportunity to join a small team and gain exposure to a range of compliance responsibilities. The candidate must demonstrate a willingness to learn but be able to display autonomy as and when might be required. The role will assist in maintaining the firm's positive Compliance culture within the organisation.

Main Duties

Key responsibilities will include, but are not limited to:

  • Monitor the firm's regulatory responsibilities through the maintenance of the firm's Compliance Monitoring Programme (CMP) to efficiently manage the firm's daily regulatory obligations

  • Manage correspondence with the regulator

  • Conduct KYC/AML refreshers on key clients

  • Working closely with external consultants to maintain effective processes

  • Promote and manage an effective compliance culture in the firm

  • Manage relationship with AIFM, coordinating oversight

  • Conduct regulatory filings when appropriate

  • Responsibility for AML/KYC processes including onboarding new clients

Your Profile

  • 2-5 years' minimum relevant industry experience

  • Educated to degree level

  • Strong background and knowledge of industry standards

  • Strong attention to detail and excellent organisational skills

  • Demonstrated ability to act independently


For more information about this position, please get in touch with Jack Merriott.
Email: jack@rutherfordsearch.com
Phone: 020 3778 0309
Reference Code: 11139

About Rutherford
Rutherford is a boutique search firm located in London and New York. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.