Our client, a private equity firm focusing on infrastructure investments, is looking for a Compliance Officer to join its London office. The role presents a great opportunity to join a small team and gain exposure to a range of compliance responsibilities. The candidate must demonstrate a willingness to learn but to be able to display autonomy as and when might be required. The role will assist in maintaining the firm’s positive Compliance culture within the organisation.
Monitor the firm’s regulatory responsibilities through the maintenance of the firm’s Compliance Monitoring Programme (CMP) to efficiently manage the firm's daily regulatory obligations.
Manage correspondence with the regulator.
Conduct KYC/AML refreshers on key clients.
Working closely with external consultant to maintain effective processes.
Promote and manage an effective compliance culture in the firm.
Manage relationship with AIFM, coordinating oversight.
Conduct regulatory filings when appropriate.
Responsibility for AML/KYC processes including onboarding new clients.
3-5 years' minimum relevant industry experience
Educated to degree level
Strong background and knowledge of industry standards
Strong attention to detail and excellent organisational skills
Demonstrated ability to act independently
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.
We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.