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Compliance Officer

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Alexia Brodie Cooper

  • Contact email:

    alexia@rutherfordsearch.com

  • Contact phone:

    0207 183 0070

  • Job ref:

    ABC11208

  • Published:

    4 days ago

  • Expiry date:

    2021-07-09

​Our Client

Our client, a global investment manager which focuses on infrastructure and commodities, is looking to hire a Compliance Officer for their London offices in the heart of Mayfair.

This role presents a fantastic opportunity to join a growing business and to hold a generalist Compliance position.

Main Duties

Reporting into the firm's Head of Compliance, the Compliance Officer will work directly with them and get involved in all facets of the Compliance function.

Key responsibilities will include, but are not limited to:

  • Taking control of compliance monitoring

  • Getting involved in the business' regulatory projects

  • Sitting on the Compliance Committee

  • Providing regulatory advice to the trading desks

  • Supporting the implementation of the Compliance Monitoring Programme

Your Profile

  • 3-5 years of generalist compliance experience, ideally gained within the investment management space

  • Sound monitoring experience

  • Track record in representing Compliance in key business initiatives

  • Stakeholder management experience

For more information about this position, please get in touch with Alexia Brodie Cooper.
Email: alexia@rutherfordsearch.com
Phone: 0207 183 0070


About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.


We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.