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Compliance Officer

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    $160,000 - $190,000

  • Contact:

    Lucy Phillips

  • Contact email:

    lucy@rutherfordsearch.com

  • Contact phone:

    +1 332 256 0130

  • Job ref:

    PHL11905_4

  • Published:

    about 1 month ago

  • Expiry date:

    2024-02-27

​​Our Client

Our client, a leading hedge fund, is currently seeking a Compliance Officer based either in New York or San Francisco.

The successful candidate will be providing advisory compliance support to the business’ strategies across private equity and venture capital.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Be the SME on compliance and ensure adherence to the business’ policies and procedures

  • Provide compliance support to the wider compliance team and oversee events of the west coast office

  • Support the team with tracking, documentation and onboarding

  • Assist with annual compliance training

  • Provide assistance with special projects

  • Provide ongoing assistance in advising key stakeholders on relevant regulatory updates

Your Profile

  • 2-6 years of relevant compliance or legal experience within a financial services firm, preferably in private equity, public equities or venture capital

  • A degree from an accredited law school

Salary range for this position is $160,000 - $190,000 + great benefits.

For more information about this position, please get in touch with Lucy Phillips.
Email: lucy@rutherfordsearch.com
Phone: +1 332 256 0130
Reference Code: 11905

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.