A newly established and growing fund focusing on global macro strategies ($5bn+ AuM) is looking to introduce a Compliance Officer into their New York team.
This individual will report in the CCO, partnering closely with senior management on the continued build out and development of the global compliance framework.
Key responsibilities for this position will include, but are not limited to:
Oversight of all compliance policies and procedures, implementing new complex frameworks
Regulatory reporting and filings (Form ADV, Form PF etc.)
Operate the core compliance program
Assist with trade & communications surveillance
Partner with the CCO on the development of compliance training programs
Assist with long/short daily filings
Oversee restricted list/wall crossing protocols
At least 6+ years experience working for a investment manager, fund or trading firm
Strong knowledge across code of ethics and core compliance
Trade surveillance experience
Detail-oriented with the ability to multitask and excellent organizational and project management skills
This is an opportunity to join an ambitious firm being led by individuals from some of the best funds, banking and trading environments globally. It promises excellent exposure and will suit an entrepreneurial and hard-working candidate who has the mindset to apply their skills across the range of advisory, assurance, policy, conduct and reporting aspects that a hedge fund is required to navigate.
Salary banding for this role is $160,000 - $220,000.
For more information about this position, please get in touch with Lucy Phillips.
Phone: +1 332 256 0130
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.