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Compliance Officer

  • Location:

    London

  • Sector:

    Compliance

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Contact phone:

    020 3778 0846

  • Job ref:

    MEJ11953

  • Published:

    9 months ago

  • Expiry date:

    2023-10-15

Our Client

Our client, a global multi-strategy hedge fund with c. $25bn AuM, is looking for a Compliance Officer to join its London-based team. The successful candidate will be responsible of overseeing core aspects of central compliance functions within the firm.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Managing the compliance employee onboarding process

  • Administering and approving the Personal Account Dealing policy, answering queries and handling breaches

  • Assisting with Compliance Monitoring when required

  • Managing internal and external registrations

  • Coordinating training courses for certified members of staff

  • Developing Compliance Policies and Procedures

  • Accurately maintaining internal and external records across all employee compliance areas

  • Email and electronic communication surveillances

Your Profile

  • Educated to degree level

  • Relevant experience in a similar position within financial services is essential

  • Proven track record working in a Central Compliance role

  • Excellent verbal and written communication skills

  • Highly articulate with strong organisational skills

  • Ability to build relationships with internal stakeholders

For more information about this position, please get in touch with Jackson Baker.
Email: jackson@rutherfordsearch.com
Phone: 020 3778 0846
ReferenceCode: 11953

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial, professional and legal services sectors in the United Kingdom, New York and China. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.