Our client, an investment manager with a real assets focus and c. $15bn AuM, is currently looking for a Compliance Officer in Luxembourg, Europe. As Compliance Officer, the successful candidate will be supporting the Chief Compliance Officer with the compliance framework and Luxembourg compliance matters.
Keep track of all emerging regulatory developments and advise the Chief Compliance Officer of all changes and new requirements
Spearhead KYC checks on potential investors and other parties
Provide support to the global compliance team
Take on reviews and monitoring activity, and prepare reports for the CCO
Continue and develop the firm's Compliance Manual to meet the evolving needs of the company
Maintain the firm's Code of Ethics-related conflicts of interest
Conduct internal training to staff on their regulatory duties
Provide advice to staff on regulatory requirements
Maintain a register of all financial promotions for compliance
Strong preference for candidates with experience at an AMF regulated firm
French and English language skills preferred
5+ years of compliance or legal experience
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.