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Compliance Officer

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Tevia Kretzmer

  • Contact email:

  • Contact phone:

    020 3778 0852

  • Job ref:


  • Published:

    9 months ago

  • Expiry date:


​Our Client

Our client, a Real Estate Investment Manager, are seeking a Compliance Officer to join their team.

The successful candidate will assist the firm in meeting its regulatory obligations to the FCA and supporting the business’ compliance framework, reporting into the Head of Compliance. Previous experience within a Private Equity, AIFM or Real Estate Investment Manager is essential.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Assist in the drafting and implementation of the firm’s policies and procedures;

  • Development of a robust monitoring programme;

  • Carrying out thematic reviews/assessments;

  • Anticipate the preparation and submission of FCA regulatory returns

  • Assist in executing compliance process

  • Assist in the preparation of MI reports on compliance and regulatory issues for senior management;

  • Delivering training to new joiners

Your Profile

  • Diligent approach to work with an attention to detail;

  • Demonstrated ability to independently manage and prioritise a busy and diverse role

  • Confident and articulate, with excellent written and verbal communication skills;

  • Strong team player who enjoys working as part of a close team and willing to collaborate and support the team on a variety of different initiatives and tasks;

  • Highly motivated and results driven, with sound research and analytical skills.

For more information about this position, please get in touch with Tevia Kretzmer.
Phone: 020 3778 0852
Reference Code: 11613

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.