A leading high frequency trading firm is looking for a Compliance Officer to join their New York compliance team.
This firm trade a variety of asset classes including equities, options, fixed income, futures, FX and Crypto.
Key responsibilities for this position will include, but are not limited to:
Providing real-time compliance advice to trading teams
Review and advise on new product requests
Maintain and execute the firm’s compliance programs
Monitor regulatory developments and advise relevant teams on the impact of the regulations.
Produce new compliance policies and procedures
Review escalated surveillance alerts from the central surveillance team
Lead on global compliance projects and strategic initiatives
7+ years of compliance experience within a US broker dealer
Working knowledge of electronic trading in a variety of asset classes, including equities, equity options, futures, fixed income, foreign currency, and cryptocurrency
Strong compliance advisory experience
For more information about this position, please get in touch with Ali Hughes.
Phone: +1 332 256 0130
Reference Code: 11600
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.