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Compliance Monitoring & Testing Manager

  • Location:

    City of London

  • Sector:


  • Job type:


  • Salary:


  • Contact:

    Georgina Housden

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    about 2 months ago

  • Expiry date:


​Our Client

Our client, a leading payments fintech who are growing globally at an exponential rate, are looking for a Compliance Monitoring & Testing Manager to sit in the established UK team, based in the City of London.

Main Duties

Key responsibilities will include, but are not limited to:

  • Build a compliance monitoring plan (CMP)

  • Design testing control frameworks

  • Scoping reviews, control assessments and reporting on any findings

  • Assessing risk and communicating risk

  • Advising on regulatory requirements

  • Building relationships across the business

  • Keeping a healthy compliance culture

  • Ad hoc projects

Your Profile

  • A wealth of compliance experience within payments but also wealth management and investments experience is welcome

  • Compliance advisory or monitoring & testing experience is essential

  • Ideally worked within dynamic, fast-paced environment eg. other fintechs/digital banks

  • Strong stakeholder management and ability to influence

  • Dynamic, approachable and personable

Salary: £70,000 - £90,000 + stock options + fantastic other benefits (level is also flexible for the right candidate)
Flexibility: 2 days working in the office, 3 days from home - but this is also flexible

For more information about this position, please get in touch with Georgina Housden.
Phone: 020 3778 0846
Reference Code: 11290

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.