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Compliance Marketing Officer

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Alexia Brodie Cooper

  • Contact email:

    alexia@rutherfordsearch.com

  • Contact phone:

    020 7183 0070

  • Job ref:

    ABC11323_2

  • Published:

    16 days ago

  • Expiry date:

    2021-12-18

​Our Client

Rutherford has been mandated on an excellent new opportunity with a leading regulatory hosting platform who are looking to expand their established compliance team with a Compliance Marketing Officer.

This is a fantastic opportunity to work with a broad range of clients including top hedge funds, real estate managers, asset managers, distribution firms, etc.

Main Duties

Main duties for this position will include, but are not limited to:

  • Reviewing client marketing materials, due diligence responses, investor communications and other reporting related materials across various investment strategies from a legal, regulatory and compliance perspective

  • Assisting in maintaining logs and records of approved marketing materials and investor communications

  • Providing client support in relation to materials responsive to existing investors' legal and compliance related requests

  • Assisting in maintaining policies and procedures and current regulatory guidance in relation to marketing

  • Assisting in coordinating the registration of products and maintaining an updated register of products

Your Profile

  • About 2-3 years of experience in marketing compliance within financial services

  • Strong written and verbal communication, client service and reporting skills

  • Ability to work well in a fast-paced environment


For more information about this position, please get in touch with Alexia Brodie Cooper.
Email: alexia@rutherfordsearch.com
Phone: 020 7183 0070
Reference Code: 11323

About Rutherford

Rutherford is a boutique search firm located in London and New York. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.