Our client, a leading hedge fund based in Mayfair, is looking for a Compliance Manager to join its team in London. This is a Fixed Term Contract (FTC) of 6 to 12 months.
The role will include the following important responsibilities:
Provision of real time compliance advice to all areas of the business both on regulatory and policy issues
Supporting and enhancing all aspects of the monitoring programme
Trade based monitoring - allocations and reallocations, best execution, fund guidelines, Broker/KYC/AML
Conflicts monitoring - restricted lists, grey lists, NDAs, intralinks access, gifts and entertainment records, soft commissions
Code of Ethics monitoring - PA dealing policy and records
Marketing monitoring - adherence to policy, pre-approval of presentations
Approved Persons and Training and Competence
4+ years' of recent experience working in a compliance capacity at a hedge fund
Experience advising the business on regulation
Prior cover of the CMP
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.
We are currently looking for regionally-located Compliance professionals from across the United Kingdom who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.