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Compliance Manager

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Karen Cresswell

  • Contact email:

    karen@alterispartners.com

  • Contact phone:

    07961321888

  • Job ref:

    CRK004

  • Published:

    25 days ago

  • Expiry date:

    2021-03-04

​Our client is a highly entrepreneurial firm in the Consumer Lending space based in London. They are now looking to hire a Compliance Manager/Head of Compliance.

The successful candidate will be responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organisation are effect and efficient in identifying, preventing, detecting and correcting non-compliance with applicable laws and regulations.

Duties

  • Develop and implement company policies and regulations and be an expert in the UK-licensed operations

  • Oversee all business operations relating to compliance including policies and procedures

  • Perform periodic audits on company procedures and processes

  • Design and monitor control systems to deal with violations of legal rules and internal policies

  • Review and evaluate company procedures and reports to identify risks

  • Provide FCA regulatory advice, guidance and challenge to the business, specifically regarding consumer loan products; and provide channel and risk weighted advice to the business on its systems and controls

  • Provide the strategic direction for compliance matters to the management team

  • Independently investigating and acting on compliance matters

Your Profile

  • Have experience working in a fintech or payments company is a plus (but not required)

  • Understand FCA CONC regulation

  • Demonstrable knowledge and experience within Consumer Lending

  • Have experience of dealing with merchant partners