Our client, a leading Real Estate Investment Management firm, are looking for an experienced Compliance Officer to join as a Compliance Manager on a 12 month contract basis. The role is based in their London headquarters and the firm are able to offer the full benefits of a full time employee, as well as an attractive benefits structure.
Key responsibilities for this position will include, but are not limited to:
Lead on the FCA and CSSF regulatory reports and filings, including SMCR and AML.
Running and updating where necessary the Compliance Monitoring Program.
Updating internal policies and procedures.
Assessing AML and Customer Due Diligence requirements.
Experience in handling FCA RegData is essential.
Management of regulatory reporting is desired.
Ability to effectively manage and prioritise a variable workload.
Analytical approach to problem solving as well as excellent communication skills
For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11744
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.