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Compliance Director

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent.

  • Contact:

    Jonathan Skerrett

  • Contact email:

    jonathan@rutherfordsearch.com

  • Contact phone:

    0207 870 1019

  • Job ref:

    SKJ028

  • Published:

    about 3 years ago

  • Expiry date:

    2021-05-09

​Our Client

Our client, a leading global US hedge fund, seeks a senior Compliance Officer (in a non-SMF16 capacity) to join a fast-paced, hands-on environment where they will enjoy a wide-ranging role.

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Key Duties

  • Trading Advisory Compliance

  • Trade Surveillance

  • Cross-product

  • MNPR

  • Conflicts Management

  • Core Compliance/Short-position Disclosures

  • Best execution monitoring

  • Code of Ethics

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Your Profile

  • Recent experience working at a hedge fund in a compliance role

  • Extensive trading advisory compliance experience

  • Ideally experience working with US stakeholders

  • 7+ years of compliance experience

  • Desire to learn and be challenged

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About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

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Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

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We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.

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