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Compliance Director

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Job ref:

    KRT047

  • Published:

    24 days ago

  • Expiry date:

    2021-04-04

​Our Client

Our client, a leading global hedge fund, is looking for an accomplished senior compliance professional to join its compliance team as Compliance Director. The role presents a fantastic opportunity to lead on the execution of the firm's wider regulatory obligations and join a dynamic and fast-paced environment.

Key Duties

  • Public Securities Trading Advisory Compliance

  • MNPI

  • Wall-crossing

  • Short position disclosures

  • Trade Surveillance

  • Market Abuse

  • Best execution monitoring

Your Profile

  • Significant experience working in an in-house Compliance role with US public markets exposure

  • Deep advisory compliance experience

  • An understanding of US securities regulations

  • Team oriented with excellent attention to detail and strong time management skills

  • Experience in and ability to liaise with external counsel

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.