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Compliance Consultant (Wealth Management)

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Georgina Housden

  • Contact email:

    georgina@rutherfordsearch.com

  • Contact phone:

    020 3778 0846

  • Job ref:

    HOG11167_6

  • Published:

    about 1 month ago

  • Expiry date:

    2021-11-26

​Our Client

Our consultancy client is looking for a motivated regulatory consultant with strong wealth management or private banking experience. The candidate will directly report into the Practice Lead and sit within the Conduct & Control team which is focused on helping clients ensure they receive timely and salient regulatory advice in a rapidly evolving space.

This is an exciting opportunity to support and lead the growth of a well-established practice. A commercially aware and proactive approach to Compliance Advisory is required.

Your Profile

Candidates should have experience or knowledge in some or all of the following areas:

  • Strong academic background

  • 5+ years of compliance, specifically advisory experience within a regulated environment

  • Good depth and breadth of knowledge in associated areas of regulation

  • Experience from wealth managers, private banks, stockbrokers or financial planners. However, a degree of experience within consultancy is required

  • Proven track record of business development, client account management and revenue earned

  • Report writing and strong communication/delivery skills

Experience or knowledge in the following areas represent an advantage:

  • Management/mentoring

  • Authorisations

  • Drafting policies and procedures

  • Regulatory reviews

What the Client Offers

This role offers a highly competitive starting salary, ongoing learning and development plan, annual leave package and flexible working arrangements. The diversity of their client base exposes you to varied and interesting industries, facilitates the opportunity to learn new skills and specialise in specific technologies ultimately growing your skill set and enriching your career.

The culture of the firm is entrepreneurial and collegiate and allows client engagement at all levels.

​For more information about this position, please get in touch with Georgina Housden.
Email: georgina@rutherfordsearch.com
Phone: 020 3778 0846
Reference Code: 11167

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.