Our client is a rapidly growing regulatory consultancy based in the United Kingdom. They are now looking to hire a Compliance Consultant to support the firm's growth.
Reporting to the business' Chief Compliance Officer, the successful candidate will be joining the advisory and compliance monitoring team based in London. The firm's clients include a vast array of financial services businesses such as hedge funds, private equity firms and renowned fintechs.
Overlooking their own set of clients, the Compliance Consultant will be advising them in any relevant compliance matters. Responsibilities will include, but are not limited to:
Spearhead compliance monitoring programmes and report to senior management
Proactively provide solutions that will improve clients' compliance frameworks
Oversee processes related to Anti-Money Laundering and Customer Due Diligence
Take part in regulatory projects as required
Closely follow any regulatory developments and inform set of clients if deemed relevant and necessary.
Exposure to AIFMD
5+ years experience in compliance within the alternative investment space
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.
We are currently looking for regionally-located Compliance professionals from across the United Kingdom who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.