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Compliance Associate

  • Location:


  • Sector:


  • Contact:

    Georgina Housden

  • Contact email:

  • Contact phone:

    020 3778 1252

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


​​​Our Client

Our client, a boutique financial services regulatory consultancy, is looking for a motivated regulatory associate with strong wealth management/private banking experience. This will sit within the Conduct & Control team which is focused on helping clients ensure they receive timely and salient regulatory advice in a rapidly evolving space.

Your Profile

Candidates should have experience or knowledge in some or all of the following areas:

  • Authorisations

  • Drafting policies and procedures

  • Regulatory reviews

  • Project work

  • Assisting in training

  • Client meetings

  • Broader sector knowledge (may need to assist wider teams on a broad range of regulatory matters)

What the Client Offers

This role offers a highly competitive starting salary, ongoing learning and development plan, annual leave package and flexible working arrangements. The diversity of their client base exposes you to varied and interesting industries, facilitates the opportunity to learn new skills and specialise in specific technologies, ultimately growing your skills set and enriching your career. The culture of the firm is entrepreneurial and collegiate and allows client engagement at all levels.

For more information about this position, please get in touch with Georgina Housden.
Phone: 020 3778 1252
Reference Code: 11252

About Rutherford
​Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.