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Compliance Associate

  • Location:


  • Sector:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0309

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


​Our Client

Our client, a growing private equity firm, is looking for a Compliance Associate for their Luxembourg office. The Compliance Associate will work closely with the global compliance team and help scale the compliance infrastructure with the growth of the business.

Main Duties

Key responsibilities for this role will include, but are not limited to:

  • Provide ongoing support to the Chief Compliance Officer on regulatory, compliance and financial crime matters

  • Develop the compliance monitoring program with support from the Chief Compliance Officer

  • Provide compliance advisory support to the senior management and investment teams

  • Implement new compliance policies and procedures

  • Provide compliance advisory support to senior management and investment teams

  • Implement new compliance policies and procedures

  • Provide training to employees and wider stakeholders

  • Manage the relationships with the regulator

Your Profile

  • Fluency in French and English required

  • Ideally experience within asset management

  • Compliance or legal experience required

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0309
Reference Code: 11307

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.