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Compliance Associate

  • Location:

    City of London

  • Sector:


  • Contact:

    Tilly Bowyer-Knight

  • Contact email:

  • Contact phone:

    0203 921 0594

  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


​Our Client

Our client, an established financial services regulatory consultancy, is looking for a motivated Compliance Associate with a strong understanding of regulatory compliance matters including procedures, policies and be able to assist with the growth of the firm.

This will sit within their Insurance & Lending team which provide expert guidance on regulatory requirements to mortgages, consumer credit and insurance clients. The team also engages in technical research, the creation of technical materials, and marketing and business growth.

The team compromises of 5 compliance professionals including SME’s, directly reporting into the Head of Department.

Hybrid working is on offer with 1-2 days in the office.

Main Duties

  • 1 - 4 years relative compliance related experience within a regulated financial institution or consultancy.

  • Strong technical knowledge of mortgages, consumer credit or insurance.

  • Deep understanding of the FCA’s policies and procedures.

Your Profile

  • Strong academic background.

  • Academically bright and ideally possesses compliance related qualification e.g ICA

  • Broader sector knowledge (may need to assist wider teams on a broad range of regulatory matters).

  • Consultancy experience is desirable but not essential.

Benefits: This role offers a highly competitive starting salary, ongoing learning and development plan, annual leave package and flexible working arrangements. The diversity of their client base exposes you to varied and interesting industries, facilitates the opportunity to learn new skills and specialize in specific technologies ultimately growing your skill set and enriching your career. The culture of the firm is entrepreneurial and collegiate and allows client engagement at all levels

For more information about this position, please get in touch with Tilly Bowyer-Knight.
Phone: 0203 921 0594
Reference Code: 11209

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.