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Compliance Associate

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Tevia Kretzmer

  • Contact email:

  • Contact phone:

    020 3778 0852

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


​Our Client

​Our client, a leading private equity firm, is seeking a Compliance Associate to join their London offices.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Compliance advisory to Deal Teams, Client Services and a range of other internal stakeholders

  • Work closely with the Deal Teams to ensure compliance in all deal-related matters

  • Lead on the implementation of regulatory change projects

  • Conduct the Compliance Monitoring and Testing and the Risk Assessment programmes

  • Maintain the Compliance Policies and Procedures

  • Delivering and designing Compliance training

  • Complete all regulatory filings and also liaise with them on relevant updates

  • Implement and operate an effective financial crime prevention programme

  • Conduct an effective employee compliance programme.

Your Profile

  • 6+ years within Compliance at an asset management company, with a preference for Private Equity.

  • Stakeholder interaction is key in these roles, the successful candidate must be comfortable influencing and advising the business.

  • Strong communication skills are also essential

For more information about this position, please get in touch with Tevia Kretzmer.
Phone: 020 3778 0852
ReferenceCode: 11656

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks, and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.