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Compliance Associate

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jack Merriott

  • Contact email:

    jack@rutherfordsearch.com

  • Contact phone:

    020 3778 0846

  • Job ref:

    MEJ11639

  • Published:

    25 days ago

  • Expiry date:

    2022-10-06

​Our Client

Our client, a top multi-strategy global hedge fund with over £30bn AUM are looking for a Compliance Associate to join their London team. The position is generalist and reports directly into their Head of Compliance, joining a small team which is part of the global function.

Main Duties

​Key responsibilities for this position will include, but are not limited to:

  • Compliance monitoring in relation to the company’s Code of Ethics, PA Dealing, OBI and Gifts and Entertainment policies.

  • Surveillance of electronic communications, including phone calls and emails.

  • AML and KYC checks relation to transaction counterparties, individuals and trading relationships.

  • Closely monitor the Compliance Calendar, supporting FCA filings and submissions.

  • Monitor and implement regulatory change and update internal policies and procedures accordingly.


Your Profile

  • 1-3 years in relevant buy-side experience, either from a hedge fund, asset manager or consultancy.

  • Exposure to alternative investments is preferred.

  • Familiarity with UK regulations.

  • Excellent communication skills, both orally and in writing.

For more information about this position, please get in touch with Jack Merriott.
Email: jack@rutherfordsearch.com
Phone: 020 3778 0846
Reference Code: 11639

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.