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Compliance Assistant

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Alexia Brodie Cooper

  • Contact email:

  • Contact phone:

    0207 183 0070

  • Job ref:


  • Published:

    about 1 month ago

  • Expiry date:


​Our Client

Our client, an investment and asset manager that specialises in real estate, is currently looking for a Compliance Assistant based in London, UK.

The successful candidate will provide in-house compliance support to the firm.

Main Duties

​Responsibilities will include, but are not limited to:

  • Update compliance policies and procedures

  • Provide assistance with the development of the business' processes and procedures

  • Support in responding to regulatory, compliance and anti-money laundering queries

  • Provide assistance with the completion of customer due diligence and KYC processes

  • Oversee the logging of gifts, entertainment and personal account trades

  • Assist in ensuring overall GDPR compliance

Your Profile

  • A recent graduate with some knowledge of UK regulatory requirements. Previous compliance experience would be beneficial, though not necessary

  • A willingness to learn and take ownership of the role

  • Working knowledge of policies, practices and trends affecting the industry and business

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.