linkedin

Back to job search

Compliance Analyst

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Job ref:

    BAJ2_2

  • Published:

    11 days ago

  • Expiry date:

    2022-02-10

Our Client

A large multi strategy hedge fund are looking for a Compliance Analyst in their core compliance division. The role will support their Head of Compliance and get broad exposure to a range of compliance responsibilities.

Main Duties

The role will comprise many facets of compliance which may include:

  • Conduct compliance monitoring across code of ethics, employee compliance and outside business interests

  • Advise the Head of Compliance on upcoming regulatory developments

  • Update and implement new compliance policies with a focus on central compliance

  • Provide support to the wider compliance team on organisation for investor meetings, conference calls and reading distribution material

  • Help the compliance team prepare for SEC mock audits.

  • Assist with regulatory fillings

  • Provide compliance training to the wider business

  • Provide ad-hoc support to the compliance team on a range of tasks.

Your Profile

  • 1 - 3 years of relevant experience, ideally from a hedge fund, asset manager or investment bank

  • JD preferred but not strictly required

For more information about this position, please get in touch with Jackson Baker.
Email: jackson@rutherfordsearch.com

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.