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Compliance Analyst

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Contact phone:

    +1 212 292 3804

  • Job ref:

    BAJ3

  • Published:

    14 days ago

  • Expiry date:

    2022-02-07

​Our Client

A c.$10bn Aum hedge fund are looking to hire a Compliance Analyst into their team. The role will sit under a Senior Compliance Officer and get wide exposure to their growing business.

Main Duties

Key responsibilities will include, but are not limited to:

  • Running the firm’s compliance manual in order to meet external expectations

  • Implementing and enhancing the firms compliance programme to keep in line with regulatory developments

  • Lead compliance person for compliance monitoring, including employee compliance and core compliance

  • Answering queries from the wider business around the core compliance program

  • Managing the regulatory filings, including daily reviews of equity long and short disclosures

  • Deliver new joiner training to all business members.

  • Track regulatory developments and advise on how the core compliance program will need to adjust

Your Profile

  • 1 – 3 years of legal or compliance experience, ideally within asset management, hedge fund or bank

  • Understanding of SEC requirements preferred

For more information about this position, please get in touch with Jackson Baker.
Email: jackson@rutherfordsearch.com


About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.