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Compliance Analyst

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jonathan Skerrett

  • Contact email:

    jonathan@rutherfordsearch.com

  • Contact phone:

    02078701019

  • Job ref:

    SKJ11114

  • Published:

    19 days ago

  • Expiry date:

    2021-10-28

​Our Client

Our client, a multi-strategy hedge fund with global offices, is currently looking for a Compliance Analyst to join its London team. The role will report into the firm's Compliance Officer.

The Role

The Compliance Analyst will be supporting the Compliance Officer with all areas of monitoring and surveillance work to evidence compliance with FCA rules/principles, EU rules and, where applicable, SEC regulation.

Main Duties

  • Conduct of Business rules relevant to the investment management process (transaction record keeping, transaction reporting, etc.)

  • Substantial shareholder and net short disclosures requirements

  • Code of Ethics/conflicts of interest; personal account dealing, gifts and entertainments, outside business interests

  • Approved Person registration, fitness and propriety checks

  • Application of Anti-Money Laundering and Anti-Corruption Policies

  • Oversight of information barriers

  • Monitoring of upcoming UK or EU regulatory issues

Your Profile

  • About 2-4 years of buy-side experience in Compliance at a top-tier firm

  • Solid grounding in FCA rules and regulations

  • Ability to manage and prioritise multiple tasks and understand a wide variety of issues

  • The ability to think in a highly analytical manner, with significant attention to detail

For more information about this position, please get in touch with Jonathan Skerrett.
Email: jonathan@rutherfordsearch.com
Phone: 020 7870 1019
Reference Code: 11148

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.