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Compliance Analyst

  • Location:

    City of London

  • Sector:


  • Job type:


  • Salary:


  • Contact:

    Alexia Brodie Cooper

  • Contact email:

  • Contact phone:

    0207 183 0070

  • Job ref:


  • Published:

    24 days ago

  • Expiry date:


Our Client

Our client, a global asset management firm located in the heart of Mayfair, is currently seeking a Compliance Analyst to join their London office. The successful candidate will be exposed to a broad range of compliance matters and will be assisting the Global Compliance team with its day-to-day activities.

The Role

Reporting into the firm's Senior Compliance Officer, the Compliance Analyst will be providing assistance in the establishment and maintenance of effective systems and controls for the Compliance team.

Responsibilities for this role will include, but are not limited to:

  • Provide general guidance to the firm's functions on the application of regulatory requirements;

  • Assist with the streamlining and automation of the production of actionable management information for the firm's main stakeholders;

  • Review internal processes and identify areas of improvement to increase efficiency;

  • Analyse and interpret any new regulatory requirements and establish the impact on the firm's activities;

  • Liaise with key stakeholders in the implementation of regulatory requirements;

  • Assist the Compliance team with regulatory training to members of staff

Your Profile

  • Educated to a degree level with a 1st or 2:1 distinction

  • Between 1-3 years of compliance experience, preferably within the asset management space

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.