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Compliance Analyst

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kreztmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Job ref:

    KRT11187_3

  • Published:

    7 days ago

  • Expiry date:

    2021-07-07

​Our Client

Our client, a private multi-strategy investment firm, are looking for a Compliance Analyst to join their team based in London. The role presents a fantastic opportunity for a bright and dynamic individual with financial services experience to join a global firm and further their career within Compliance.

Key Duties

  • Compliance monitoring and oversight of regulated activities against FCA requirements, as part of day-to-day compliance activities

  • General administration for the Compliance Department including maintaining compliance registers and compliance files

  • Providing cover as necessary for other members of the Compliance team

  • Monitor the firm's regulatory responsibilities through the maintenance of the firm's Compliance Monitoring Programme (CMP) to efficiently manage the firm's daily regulatory obligations

  • Manage correspondence with the regulator

  • Conduct KYC/AML refreshers on key clients

  • Promote and manage an effective compliance culture in the firm

  • Responsibility for AML/KYC processes including onboarding new clients

Your Profile

  • 1-2 years' experience within financial services is preferred, although not essential

  • Educated to degree level

  • The candidate must be able to demonstrate an interest in Compliance

  • Knowledge of industry standards

  • Strong attention to detail and excellent organisational skills

  • Demonstrated ability to act autonomously with a willingness to learn

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.


We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.