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Compliance Analyst

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Job ref:

    KRT11238

  • Published:

    10 days ago

  • Expiry date:

    2021-07-03

​Our Client

Our client, a leading quantitative hedge fund, is currently seeking a Compliance Analyst to join its Compliance team in London. The candidate will perform a key function and be an integral member of the team in advising the firm on regulatory requirements and implementing the compliance oversight function relating to the firm.

Main Duties

  • Administering and executing the CMP

  • Being a key contact for members of the business on issues that deal with Approved Persons registrations, training and conduct related compliance

  • KYC documentation and review

  • Regulatory horizon scanning

  • Cooperating with various lines of the business when implementing regulatory requirements

  • Developing business-wide compliance policies and procedures

Your Profile

  • 3-5 years of experience in compliance is essential

  • Experience with AML/KYC documentation is vital as well

  • Exposure to executing a Compliance Monitoring Program

  • Quantitative, investment banking or large asset management compliance experience is essential

  • Exposure to electronic/algorithmic trading and the related control framework would be advantageous

  • Knowledge of the Approved Persons registrations process

  • Effective communication skills and a proven ability to liaise with external parties and senior management

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.


We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.