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Compliance Analyst

  • Location:

    Greenwich

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    115000

  • Contact:

    Alexia Brodie Cooper

  • Contact email:

    alexia@rutherfordsearch.com

  • Contact phone:

    0207 183 0070

  • Job ref:

    ABC11147

  • Published:

    26 days ago

  • Expiry date:

    2021-06-18

​Our Client

Our client, a web-based portfolio management and investment management firm based in Greenwich, Connecticut (United States) is currently looking for a Compliance Analyst to join their compliance team.

Key Duties

The Compliance Analyst will play a key role in the compliance function, providing wide-ranging support to the firm's Compliance team.

Key duties include, but are not limited to:

  • Assist in developing and implementing an effective legal compliance programme

  • Create sound internal controls and monitor adherence to them

  • Draft and revise company policies

  • Proactively audit processes, practices and documents to identify weaknesses

  • Evaluate business activities (e.g. investments) to assess compliance risk

  • Set plans to manage a crisis or compliance violation

  • Educate and train employees on regulations and industry practices

  • Address employee concerns or questions on legal compliance

  • Keep abreast of internal standards and business goals

  • Work closely and effectively with the Head of Compliance

Compensation for the role can be up to $130K depending on experience.

Requirements

  • 2-4 years of compliance experience

  • Background from buy-side and alternative firms, ideal though not required

  • Great oral and written communication skills

  • A can-do, roll up your sleeves attitude

  • An entrepreneurial mindset

  • Great attention to detail

For more information about this position, please get in touch with Alexia Brodie Cooper.
Email: alexia@rutherfordsearch.com
Phone: +44 (0)207 183 0070

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.