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Compliance Analyst

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Alexia Brodie Cooper

  • Contact email:

    alexia@rutherfordsearch.com

  • Contact phone:

    02071830070

  • Job ref:

    ABC009

  • Published:

    about 2 months ago

  • Expiry date:

    2021-03-21

​Our Client

Our client, a leading real estate/investment management firm based in London, is currently looking for a part-time Compliance Analyst who is interested in working 2-3 days a week.

The Compliance Analyst is a key position, playing an important role in continuing to build the firm's compliance function.

Responsibilities

  • Support the firm's compliance with Anti-Money Laundering (AML) requirements

  • Conduct risk assessments, gap analysis, monitoring and testing as part of the overall Compliance Monitoring Programme (CMP)

  • Provide advice and guidance to the business on regulatory and compliance issues as required

  • Support the development and implementation of the firm's compliance training program. Inform, advise and educate the firm's business units and senior management on all relevant compliance and AML matters.

  • Ensure the submission of regulatory returns to the FCA and respond to standard requests in a timely manner

  • Maintain the core compliance regulatory registers

  • Draft and update internal policies and procedures in line with regulatory developments

  • Analyse and interpret regulatory developments

  • Develop and maintain management information

  • Take part in any other ad hoc project as required

Your Profile

  • Educated to degree level

  • 1-3 years' experience in compliance within investment management desirable

  • Strong attention to detail

  • A team player

  • Ability to handle multiple projects and tight deadlines

Due to high volume of applications, if you haven't heard back from the Rutherford team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located compliance specialists from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.