Our client, a leading regulatory platform based in the UK and in Europe which manages 20bn+ in assets, is currently seeking a Chief Compliance Officer for its London office.
This role presents a fantastic opportunity to lead a compliance function for a growing firm, working closely alongside the business’ most senior stakeholders.
Key responsibilities for this position will include, but are not limited to:
Spearhead the development, implementation, improvement and oversight of the firm’s compliance program
Hold the SMF16 and SMF17 functions
Be the main point of contact for regulators
Keep abreast of regulatory developments and changes and ensure that the business’ compliance program is updated accordingly
Assess potential compliance risks within the firm and develop strategies to mitigate those risks
Spearhead the delivery of compliance training across the firm
Educated to a degree level
12 - 15+ years of compliance experience within a regulated financial services firm
For more information about this position, please get in touch with Jackson Baker.
Phone: 020 3778 0771
Reference Code: 11951
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial, professional and legal services sectors in the United Kingdom, New York and China. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.