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Chief Compliance Officer

  • Location:


  • Sector:


  • Job type:


  • Salary:

    $175,000 - $225,000

  • Contact:

    Lucy Phillips

  • Contact email:

  • Contact phone:

    +1 332 256 0130

  • Job ref:


  • Published:

    14 days ago

  • Expiry date:


Our Client

A global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in Chicago.

This business unit has grown significantly in recent years and as a result the senior executives are looking for an individual with a strong background in the private credit space to join the team.

This individual will as a strategy partner in the continued design, execution and implementation of the US compliance framework.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Support the firm's global private investments regulatory program

  • Partner with senior stakeholders across the related support functions, offering regulatory advice/guidance

  • Lead the streamlining and optimisation of current compliance frameworks, policies and procedures

  • Partner alongside the APAC and European compliance teams in the continued global integration

  • Work alongside the portfolio management teams to design the relevant compliance frameworks

  • Lead on more ad-hoc core compliance tasks as needed

Your Profile

  • At least 10 years experience within an investment advisory firm

  • A proven track record working as an SME within the private credit space

  • Strong investment management compliance experience

  • Detail-oriented with the ability to multitask and excellent organizational and project management skills

In return for this experience is the opportunity to join a growing team with the support, resources and technology of a well backed, global asset management firm readily available.

Basic salary range for this position: $175,000 - $225,000

For more information about this position, please get in touch with Lucy Phillips.
Phone: +1 332 256 0130
Reference Code: 35912

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.