Our client, a high-growth e-money fintech, is currently seeking a Senior Regulatory Compliance Executive for its new London office.
Working within the firm’s compliance department, the successful candidate will be focusing more specifically on investment services regulation around CFDs.
Key responsibilities for this position will include, but are not limited to:
Keeping abreast of regulatory changes in locations where the firm is planning to expand
Creating and implementing compliance policies, and conducting internal compliance reviews
Executing the compliance monitoring programmes
Assisting in the review and assessment of compliance business risk assessments
A minimum of 5 years of experience in compliance
Educated to a degree level
Beneficial but not essential - previous experience at a fintech
Also beneficial: previous experience in regulatory compliance projects
For more information about this position, please get in touch with Jackson Baker.
Phone: 0203 778 0771
Reference Code: 35720
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom, the United States and China. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.