Rutherford have been mandated on a fantastic opportunity for a Compliance Analyst to join our UK asset manager client's London office, reporting into the Compliance Monitoring Manager.
Key responsibilities for this position will include, but are not limited to:
Supporting the Compliance Monitoring function and wider Compliance team.
Advising the investment team on relevant investment compliance queries.
Being responsible for core compliance related tasks including PA Dealing, disclosure reporting, financial promotion reviews and G&E reporting.
1-3 years experience of generalist Compliance gained within an asset manager.
Strong regulatory knowledge and a firm understanding of equity strategies
Excellent interpersonal and communication skills.
Technical ability or experience in a coding function is desirable, but not essential.
Knowledge around investment guidelines monitoring is desirable, but not essential.
For more information about this position, please get in touch with Tevia Kretzmer.
Phone: 020 7183 0545
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial, professional and legal services sectors in the United Kingdom, New York and China. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.