Firms supervised by the Financial Conduct Authority ('FCA') have authorised persons in FCA-required functions, including the SMF17 role of Money Laundering Report Officer ('MLRO').
As a senior management function under the Senior Managers and Certification Regime, in addition to reporting to senior management within a firm, SMFs' are personally accountable to the FCA for their actions.
If you are looking to hire a MLRO for your firm, the below whitepaper will guide you through the preparation required before sitting down with candidates. From financial crime culture to governance reporting, make sure you cover all points that a future MLRO might want to know before agreeing to join your firm.
Fill out the form below to download the whitepaper, and discover the main discussion points you must address in a MLRO interview.