Our client, an investment manager which operates across a wide range of assets, is currently looking for a Paralegal to join its Legal and Compliance team in London, UK.
The successful appointee will report into the Managing Director, Risk & Compliance, who is currently based in Amsterdam (Netherlands).
Key responsibilities will include, but are not limited to:
The management of registration and renewal of the firm's funds in areas outside of the US - mainly in Europe
Support both Board and Committee governance matters for the business' subsidiaries, both in the UK and in the Netherlands
Assist the Managing Director with the review of contracts
Provide support to the firm's Client Relations team so that they understand marketing requirements for the firm's funds and investment services
Work alongside the Managing Director, Risk and Compliance in assessing the impact of regulations applicable to the business' European and UK offices
Review offer documents and other marketing material
Provide support in the preparation and review of regulatory filings
Provide overall assistance with any legal and compliance matters or projects, as required
3-5 years of experience within the investment management sector
Strong knowledge of EU fund marketing and registration requirements will be highly desirable
A good working knowledge of MiFID II
Educated to a degree level
A good understanding of the financial services and fund industry highly desirable
For more information about this position, please get in touch with Tevia Kretzmer.
Phone: 020 3778 0852
Reference Code: 11286
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.