MAIN DUTIES/RESPONSIBILITIES OF THE ROLE
Providing of Compliance advisory support and oversight for the Alternatives businesses and Product Development;
Liaising with portfolio managers and other investment staff, COBs requirements and the application of compliance policies;
Advising and overseeing new product initiatives including, regulatory structuring, review of fund documentation;
Leading Compliance participation in projects, including regulatory developments and strategic initiatives, by providing expert and timely value added advice;
Advising on and interpreting regulation in relation to investment decisions, issues and potential breaches;
Contributing to the creation of management reporting and communication on Compliance matters to senior management;
Providing advice on the anticipation, impact assessment and response to regulatory development; and,
Designing and delivering effective regulatory training initiatives to the business.
KNOWLEDGE/EXPERIENCE REQUIREMENTS
At least seven years’ experience within a within the asset management industry, sepcifically within Compliance or Legal;
Demonstrable ability to influence a highly performing internal client base by delivering timely, credible, accurate and value-added advice;
Highly effective written and verbal communications skills;
Consistent ability to demonstrate high standards of professional accuracy and excellent attention to detail;
Self-motivation, the ability to work autonomously and high energy levels;
The technical ability and mindset to deliver a solutions-driven approach and the judgment to use this in appropriate circumstances;
Excellent organisational skills with ability to prioritise workloads, progress multiple tasks and adhere to deadlines;