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Senior Compliance Officer

  • Location:

    United States of America

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Georgina Housden

  • Contact email:

    georgina@rutherfordsearch.com

  • Contact phone:

    +44 (0)20 3778 1252

  • Job ref:

    HOG11632_1US

  • Published:

    12 days ago

  • Expiry date:

    2022-10-14

​Our Client

Our client, a leading global insurer, is currently looking for a Senior Compliance Officer to provide insurance expertise in international insurance transactions, focusing on e-trading everywhere the business transacts insurance. The position also involves regulatory oversight of the Canada office, improving the framework.

This role can be based in either London or the United States with a hybrid working model.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Maintaining global regulatory requirements

  • Assisting in cross border matters that impact insurance

  • Providing advice on regulatory matters

  • Horizon scanning in relation to changes in regulation

  • Supporting on regulatory reviews

  • Acting as North American representation for international compliance

  • Providing training to Canadian staff

  • Liaising with required regulators

  • Assisting members of wider compliance team

  • Developing understanding on e-trading/digital insurance

  • Understanding the product suite

Your Profile

  • Experienced compliance professional in the insurance market - preferably Lloyds Market or from the regulator

  • Excellent understanding of the regulatory environment in relation to insurance

  • Cross border/international experience is desired but not essential

  • Interest in the technology space also advantageous

  • Understanding of the Canadian insurance market is also advantageous

  • Leading a risk assessment and implementing a compliance plan

  • Strong communication and interpersonal skills

For more information about this position, please get in touch with Georgina Housden.
Email: georgina@rutherfordsearch.com
Phone: +44 (0)20 3778 1252
Reference Code: 11632

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.