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Regulatory Conduct Manager

  • Location:


  • Sector:


  • Job type:


  • Salary:


  • Contact:

    Georgina Housden

  • Contact email:

  • Contact phone:

    020 3778 1252

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


​Our Client

Our client, a leading global consultancy, is looking for a Regulatory Conduct Manager to advise a range of financial services clients.

This is a fantastic opportunity to lead on key complex projects and play an instrumental role in developing new and existing client relationships, whilst developing junior members of the team.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Supporting the delivery of s166, conduct and culture reviews, managing multiple engagement and advisory projects across various regulatory conduct topics and liaising with senior stakeholders to discuss emerging themes

  • Providing compliance services to clients (BAU, regulatory applications, due diligence etc

  • Keeping abreast of regulatory changes and advise how this will affect your clients e.g SMCR

  • Representing at client meetings, networking event and conferences

  • Ability to bring new business opportunities alight to the Director

Your Profile

  • Strong compliance experience in financial services advisory or consultancy

  • Knowledge of a few key regulatory topics (SMCR, ESG, conduct risk, governance etc)

  • 2 years+ industry sector knowledge as you will be advising a versatile client base, with the opportunity to specialise

  • Strong ability to influence and manage stakeholder/ client relationships/ team members

  • Demonstrable commercial acume

  • Excellent communication and interpersonal skills

Salary: circa £60,000 - £80,000 + benefits, depending on experience

For more information about this position, please get in touch with Georgina Housden.
Phone: 020 3778 1252
Reference Code: 11562

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.