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Regulatory Associate - Capital Markets

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Georgina Housden

  • Contact email:

  • Contact phone:

    020 3778 1252

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


​​Our Client

​Our client, a boutique financial services regulatory consultancy, is looking for a motivated Regulatory Associate with a strong understanding of regulatory compliance matters including procedures, policies and be able to assist with the growth of the firm. This will sit within their Capital Markets team which provide expert guidance on intricate regulatory requirements and the execution of challenging regulatory implementation initiatives. The team also engages in technical research, the creation of technical materials, and marketing and business growth.

This is an exciting opportunity to support and lead the growth of a well-established practice as they expand their offering.

Key Requirements

  • Strong academic background.

  • 2+ years relative Regulatory Compliance related experience within a regulated financial institution.

  • Good depth and breadth of knowledge in conducting regulatory reviews, drafting policies and procedures, assisting with authorisations and responding to ad-hoc and routine regulatory queries

  • Deep understanding of the FCA’s policies and procedures.

  • Knowledge and experience of EMIR, MiFID II and MAR.

Your Knowledge

  • Diploma level compliance-related qualification.

  • Broader sector knowledge (may need to assist wider teams on a broad range of regulatory matters).

  • Consultancy experience is desirable but not essential.

Benefits: This role offers a highly competitive starting salary, ongoing learning and development plan, annual leave package and flexible working arrangements. The diversity of their client base exposes you to varied and interesting industries, facilitates the opportunity to learn new skills and specialize in specific technologies ultimately growing your skill set and enriching your career. The culture of the firm is entrepreneurial and collegiate and allows client engagement at all levels

For more information about this position, please get in touch with Georgina Housden.
Phone: 020 3778 1252
Reference Code: 11689

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.