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Legal and Compliance Analyst

  • Location:

    New York

  • Sector:

    Compliance, In-house Legal

  • Job type:

    Permanent

  • Salary:

    $95,000

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    0207 183 0545

  • Job ref:

    KRT 11763

  • Published:

    16 days ago

  • Expiry date:

    2023-02-20

​Our Client

Rutherford have been mandated on a brilliant opportunity for a Paralegal to join one of the world’s leading investment firms. Reporting into the General Counsel and Chief Compliance Officer, you will be exposed to a host of legal and regulatory matters relevant to the firm and will also have the opportunity to work with the wider business. You will also form an integral part of the firm’s growth plans and will be accommodated should you plan to attend law school in the future.

Main Duties

Key responsibilities for thisposition will include, but are not limited to:

  • Manage firm-wide legal documentation; and execute changes to the firm’s document management system.

  • Manage various corporate administrative matters for the firm’s legal entities across multiple jurisdictions.

  • Review and summarize basic contractual terms, including confidentiality agreements, NDAs, side letters and terms of business.

  • Analyze, digest and summarize transaction documentation for certain investments

  • Manage various workstreams relating to quarterly board and committee meetings, including the preparation and distribution of meeting minutes and related materials.

  • Take ownership of customer due diligence review procedures and new client onboarding processes

  • Prepare and submit regulatory filings in a timely manner with the FCA, SEC and other relevant regulatory bodies

  • Assist with periodic compliance testing of firm policies and procedures, including PA Dealing reviews and ecomms surveillance and screening of the firm’s vendors/service providers.

Your Profile:

  • At least 1 years experience as a paralegal from a top law firm or acting in an in-house capacity within an investment management firm.

  • You will possess an excellent academic record from a leading university.

  • Faultless attention to detail

  • You will hold a sense of accountability and be intellectually curious

  • An ability to digest complex material in an accurate and concise manner

Salary: cicra $90,000-$100,000

This role offers potetnional for relacation to London.

For more information about this position, please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 0207 183 0545
Reference Code: 11763

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.